Supervision and enforcement outcomes

Underpinning ASX Markets Supervision’s approach to supervision is a commitment by its brokers and listed companies to behaviour that is ethical, honest, cooperative and transparent. This approach relies on education and relationship building, and seeks to emphasise a culture of fair dealing and clear and timely disclosure. If action is necessary, ASX Markets Supervision can employ methods that prevent, manage or sanction inappropriate behaviour according to its severity. The ultimate outcome is to provide a fair, orderly and transparent market.