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Recent rule amendments

There are regular updates to the operating rules of the ASX markets and clearing and settlement facilities. The information set out below provides details about recent changes to those rules.

The Rulebooks are also available to view online:

Recent ASX Listing Rules amendments

Effective dateAmendmentNotice/Update
01/07/24Update to ASX Listing Rules Guidance Note 15AListed@Compliance Update - 05/24 (item 5)
27/05/24New data breach example in Guidance Note 8Listed@Compliance Update - 06/24 (item 1)
01/01/24Updates to ASX Listing Rules Guidance Notes 15 and 15A

Listed@Compliance Update - 08/23 (item 1)

Listed@Compliance Update - 05/23 (item 2)

01/07/23Update to ASX Listing Rules Guidance Note 15ALised@Compliance Update - 05/23 (item 2)

Recent ASX Operating Rules amendments

Effective dateAmendmentNotice/update
11/11/24Amendments to ASX Operating Rule Procedure 1401(a)ASX Notice 1223.24.10
15/04/24Amendments to facilitate ETP naming convention updates

ASX Notice 0254.24.03

ASX Notice 0343.24.04

25/03/24Addition of Cancel_Only Session State and amendment to Equity Options Session State TimesASX Notice 0229.24.03
22/03/24Update to Guidance Note 5 – Suspension and Termination of ParticipantsASX Notice 0282.24.03
11/03/24Procedure amendment – removal of “ST” and “STLT” condition codesASX Notice 0201.24.02
04/03/24Update to Guidance Note 1 - Admission as a ParticipantASX Notice 0204.24.03
19/02/24Removal of redundant rules relating to futures products, and miscellaneous changes to contemporise the rulebookASX Notice 0049.24.01
19/02/24Changes to ASX Trade cancellation rules for Equity OptionsASX Notice 0047.24.01
15/12/23Update to Guidance Note 08 - Notification ObligationsASX Notice 1366.23.12
03/11/23Update to the list of Reliable Pricing Framework entities: Procedure 7100ASX Notice 1097.23.10
21/07/23Qualifying Cancellation Range consent timeASX Notice 0710.23.07

Recent ASX 24 Operating Rules amendments

Effective dateAmendmentNotice/update
11/11/2490 Day Bank Accepted Bills Operating Rules Procedures ChangeASX Notice 1184.24.10
19/08/24ASX Wallumbilla Natural Gas Futures contractASX Notice 0643.24.06
29/07/24ASX Environmental Futures contractsASX Notice 0793.24.07
15/07/24New Equity Futures contract (S&P/ASX 200 ex S&P/ASX 100 Total Return Index)
ASX Notice 0614.24.05
01/06/24Increase to Expiry Position Limits for 90-Day Bank Accepted Bills futuresASX Notice 0321.24.03
06/05/24Exchange for Physical (EFP) and Block Trade Procedure ChangesASX Notice 0334.24.04
04/03/24Update to Guidance Note 1 - Admission as a ParticipantASX Notice 0204.24.03
19/02/24Updates to Procedure 2500.1 Determination of Daily Settlement PriceASX Notice 0050.24.01
19/02/24ASX Grains Approved Bulk HandlersASX Notice 1313.23.12
01/02/24ASX 90-Day Bank Accepted Bills: Removal of back four (Gold) contractsASX Notice 0070.24.01
15/12/23Update to Guidance Note 08 - Notification ObligationsASX Notice 1366.23.12
08/11/23Temporary change to Block Trade thresholds for Australian and New Zealand Electricity Futures and OptionsASX Notice 1156.23.11
02/10/23ASX Electricity Futures and Options - strike increment & Daily Settlement Price methodology

ASX Notice 0857.23.08

ASX Electricity Futures and Options Contracts - Daily Settlement Price Methodology

21/07/23Fallback provisions for Australian and New Zealand Bank Bill Futures and Qualifying Cancellation Range consent time

ASX Notice 0593.23.06

ASX Notice 0711.23.07

Recent ASX Clear Operating Rules amendments

Effective dateAmendmentNotice/update
22/03/24Update to Guidance Note 12 – Trust AccountsASX Notice 0282.24.03
04/03/24Update to Guidance Note 1 - Admission as a ParticipantASX Notice 0204.24.03
19/02/24Removal of redundant rules relating to futures products, and miscellaneous changes to contemporise the rulebookASX Notice 0049.24.01
15/12/23Update to Guidance Note 08 - Notification ObligationsASX Notice 1366.23.12

Recent ASX Settlement Operating Rules amendments

Effective dateAmendmentNotice/update
18/11/24Electronic delivery of CHESS holding statements and notifications: preference for communicationsASX Notice 1321.24.11
15/04/24Amendments to facilitate ETP naming convention updatesASX Notice 0254.24.03
04/03/24Update to Guidance Note 1 - Admission as a ParticipantASX Notice 0204.24.03
15/12/23Update to Guidance Note 08 - Notification ObligationsASX Notice 1366.23.12

Recent ASX Clear (Futures) Operating Rules amendments

Effective dateAmendmentNotice/update
11/11/2490 Day Bank Accepted Bills Operating Rules Procedures ChangeASX Notice 1184.24.10
19/08/24ASX Wallumbilla Natural Gas Futures contractASX Notice 0643.24.06
29/07/24ASX Environmental Futures contractsASX Notice 0793.24.07
04/03/24Update to Guidance Note 1 - Admission as a ParticipantASX Notice 0204.24.03
15/12/23Update to Guidance Note 08 - Notification ObligationsASX Notice 1366.23.12

Recent ASX Enforcement and Appeals Rulebook amendments

Effective dateAmendmentNotice/update
 No amendments since 1 July 2023 

Recent Austraclear Regulations amendments

Effective dateAmendmentNotice/update
 No amendments since 1 July 2023 

Recent ASX Recovery Rules amendments

Effective dateAmendmentNotice/update
26/02/24Amendment to US settlement bank investment loss allocationASX Notice 0143.24.02