• publish

Regulatory reports

DateDescription
27/11/2023

On 21 February 2023, ASIC made a public announcement and issued statutory notices to ASX requiring it to provide a Special Report on Portfolio, Program and Project Management detailing:

  • current PPPM Frameworks;
  • an assessment of current PPPM Frameworks against internationally recognised frameworks, either: 
    • validating that they (or components of them) are fit-for-purpose for critical financial market infrastructure; and/or 
    • identifying any deficiencies or gaps in PPPM Frameworks and measures to be taken to rectify any such deficiencies.

The special report was independently reviewed by EY as required by the notice.

17/08/2023

On 21 February 2023, ASIC made a public announcement and issued statutory notices to ASX requiring it to provide a Special Report on the response to recommendations made in the CHESS Replacement Program External Review. The Special Report details ASX’s response plan to the findings and recommendations of the CHESS Replacement Program External Review

The special report was independently reviewed by EY as required by the notice.

05/06/2023

On 14 December 2022, ASIC issued a statutory notice to ASX requiring it to provide a Special Report on current CHESS detailing how ASX will ensure that current CHESS is adequately supported and maintained until the go-live of CHESS replacement. 

The special report was independently reviewed by EY as required by the notice.